Best Investors Account Sign in
Inactive

Michael James Morrissey

Capital Group Private Client Services, Inc.

Los Angeles, CA

Chicago, IL

Claim This Profile
Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
CA RA APPROVED 2021-07-01
GA RA APPROVED 2021-07-01
IL RA APPROVED 2021-07-01
NV RA APPROVED 2021-07-01
TX RA APPROVED 2021-07-01
  • NY RA
    APPROVED
    Since 2021-08-02
  • CA RA
    APPROVED
    Since 2021-07-01
  • GA RA
    APPROVED
    Since 2021-07-01
  • IL RA
    APPROVED
    Since 2021-07-01
  • NV RA
    APPROVED
    Since 2021-07-01
  • TX RA
    APPROVED
    Since 2021-07-01

Branch Locations

333 South Hope Street, Los Angeles, CA 90071 • United States

444 W. Lake St., Suite 4600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ab Bernstein Private Wealth Management Chicago IL 09/2014 03/2018
Capital Bank & Trust Company Chicago IL 07/2018 07/2021
Unemployed Chicago IL 03/2018 07/2018
Capital Group Private Client Services, Inc. Los Angeles CA 07/2021 Present
  • 09/2014 → 03/2018
    Ab Bernstein Private Wealth Management
    Chicago, IL
  • 07/2018 → 07/2021
    Capital Bank & Trust Company
    Chicago, IL
  • 03/2018 → 07/2018
    Unemployed
    Chicago, IL
  • 07/2021 → Present
    Capital Group Private Client Services, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-12
S63 Uniform Securities Agent State Law Examination 2015-04-07
  • S65 Uniform Investment Adviser Law Examination
    2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor