Celeste Liberty Yu

Current Employers

Two Firs Financial

Seattle, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2018-12-04

WA RA
APPROVED

Since 2018-12-04

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kohtz & Co. Llc	Bozeman	MT	12/2014	02/2018
Hd Vest Financial Services	Seattle	WA	10/2014	12/2018
Starbucks	Seattle	WA	01/2016	02/2020
Two Firs Llc	Seattle	WA	01/2018	Present
Morgan Street Financial Llc	Seattle	WA	01/2015	03/2018
Thirty9 Twenty9 Llc	Seattle	WA	03/2024	Present

12/2014 → 02/2018

Kohtz & Co. Llc

Bozeman, MT
10/2014 → 12/2018

Hd Vest Financial Services

Seattle, WA
01/2016 → 02/2020

Starbucks

Seattle, WA
01/2018 → Present

Two Firs Llc

Seattle, WA
01/2015 → 03/2018

Morgan Street Financial Llc

Seattle, WA
03/2024 → Present

Thirty9 Twenty9 Llc

Seattle, WA

Other Businesses

Thirty9 Twenty9 LLC not investment-related PO Box 18345, Seattle, WA 98118 real estate rental Member March 2024 a few hours per month no hours during trading manage real estate rental. Ms. Yu is a licensed insurance agent. As of the date of this filing, Ms. Yu has not sold and does not intend to sell any insurance product or collect any compensation in consideration for the sale of an insurance product. Therefore, this is not reasonably expected to present a conflict of interest.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-15

S66 Uniform Combined State Law Examination

2014-12-15

Designations

View on SEC IAPD