Taylor Ames

Current Employers

Arena Advisors Llc

San Jose, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02
CO	RA	APPROVED	2025-11-15

CA RA
APPROVED

Since 2026-01-02
CO RA
APPROVED

Since 2025-11-15

Branch Locations

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alps Distributors, Inc	Denver	CO	10/2013	12/2016
Arena Advisors Llc	Denver	CO	06/2019	Present
Compass Movement And Fitness	Denver	CO	12/2018	Present
Alps Portfolio Solutions Distributor Inc	Denver	CO	01/2017	12/2018

10/2013 → 12/2016

Alps Distributors, Inc

Denver, CO
06/2019 → Present

Arena Advisors Llc

Denver, CO
12/2018 → Present

Compass Movement And Fitness

Denver, CO
01/2017 → 12/2018

Alps Portfolio Solutions Distributor Inc

Denver, CO

Other Businesses

1. F45 Training Holdings, Inc, DBA F45 Training. This is a group fitness organization, located at 1150 Foxworthy Ave, Willow Glen, CA, 95118. I am an instructor there, and work approximately 24 hours/month. I do not own the business, nor have any managerial stake in said business. This business is non-investment related, and presents no conflicts of interest.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-10-10
S63	Uniform Securities Agent State Law Examination	2008-05-21

S65 Uniform Investment Adviser Law Examination

2019-10-10
S63 Uniform Securities Agent State Law Examination

2008-05-21

Other Names

Taylor M Ames
Taylor Martin Ames

View on SEC IAPD