James Lee

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-10-24

PA RA
APPROVED

Since 2018-10-24

Branch Locations

766 Old York Rd, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc.	Jenkintown	PA	04/2018	Present
Primerica Financial Services	Jenkintown	PA	10/2013	Present
Banana Republic	North Wales	PA	10/2007	01/2017
Temple University Health System	Philadelphia	PA	08/2015	01/2017
Asplundh	Horsham	PA	12/2020	Present
Alford & Rambaran	Lambertville	NJ	03/2024	Present

04/2018 → Present

Pfs Investments Inc.

Jenkintown, PA
10/2013 → Present

Primerica Financial Services

Jenkintown, PA
10/2007 → 01/2017

Banana Republic

North Wales, PA
08/2015 → 01/2017

Temple University Health System

Philadelphia, PA
12/2020 → Present

Asplundh

Horsham, PA
03/2024 → Present

Alford & Rambaran

Lambertville, NJ

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-05
S63	Uniform Securities Agent State Law Examination	2018-05-16

S65 Uniform Investment Adviser Law Examination

2018-10-05
S63 Uniform Securities Agent State Law Examination

2018-05-16

Other Names

James Hyunbum Lee

View on SEC IAPD