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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-29 |
Branch Locations
901 3Rd Ave S Routing S14/3235, Minneapolis, MN 55402-3367 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-05-16 |
| LA | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED_RES | 2023-05-03 |
| MI | RA | APPROVED | 2022-10-20 |
Branch Locations
Emi And Cmi Osj - Saginaw/State 4815 State Street, Saginaw, MI 48603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charter One Bank | Plymouth | MI | 02/2003 | 11/2017 |
| Cco Investment Services | Belleville | MI | 09/2014 | 11/2017 |
| Infinex Investments, Inc. | Meriden | CT | 12/2017 | 10/2022 |
| Flagstar Bank | Ann Arbor | MI | 11/2017 | 03/2019 |
| Flagstar Bank | Brighton | MI | 03/2019 | 10/2022 |
| Huntington Investment Company | Columbus | OH | 10/2022 | Present |
| Ameriprise Financial Services, Llc | Pinckney | MI | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-14 |
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