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Kathleen Head Pezzuoli

Morgan Stanley

Berwyn, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-28
PA RA APPROVED 2020-07-31
  • TX RA
    APPROVED
    Since 2020-08-28
  • PA RA
    APPROVED
    Since 2020-07-31

Branch Locations

899 Cassatt Road Suite 100, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 05/2006 02/2020
Morgan Stanley Berwyn PA 05/2020 Present
Infinia Search Kennet Square PA 02/2020 03/2020
  • 05/2006 → 02/2020
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2020 → Present
    Morgan Stanley
    Berwyn, PA
  • 02/2020 → 03/2020
    Infinia Search
    Kennet Square, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-30
S63 Uniform Securities Agent State Law Examination 2006-07-13
  • S66 Uniform Combined State Law Examination
    2020-07-30
  • S63 Uniform Securities Agent State Law Examination
    2006-07-13
Other Names
  • Kathleen Pezzuoli

View on SEC IAPD

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