Ana M Rodriguez

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-23
TX	RA	APPROVED	2025-09-03

FL RA
APPROVED

Since 2025-10-23
TX RA
APPROVED

Since 2025-09-03

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities, Llc.	Miami	FL	08/2017	Present
J.P Morgan Chase Bank, N.A.	Miami	FL	08/2017	Present
Unemployed	New York	NY	09/2016	07/2017

08/2017 → Present

J.P Morgan Securities, Llc.

Miami, FL
08/2017 → Present

J.P Morgan Chase Bank, N.A.

Miami, FL
09/2016 → 07/2017

Unemployed

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-21
S63	Uniform Securities Agent State Law Examination	2015-02-02

S65 Uniform Investment Adviser Law Examination

2025-08-21
S63 Uniform Securities Agent State Law Examination

2015-02-02

Other Names

Ana Rodriguez
Ana Maria Rodriguez

View on SEC IAPD

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