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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-12 |
| WI | RA | APPROVED | 2025-09-11 |
Branch Locations
111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Milwaukee | WI | 10/2014 | 11/2016 |
| Wells Fargo Bank, Na | Milwaukee | WI | 12/2011 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Milwaukee | WI | 11/2016 | 08/2017 |
| Park Bank | Milwaukee | WI | 08/2017 | 02/2019 |
| Lpl Financial Llc | Milwaukee | WI | 02/2018 | 08/2025 |
| Old National Bank | Milwaukee | WI | 08/2017 | 06/2022 |
| First Midwest Bank | Milwaukee | WI | 08/2017 | 03/2022 |
| Jpmorgan Chase Bank, N.A. | Milwaukee | WI | 08/2025 | Present |
| J.P. Morgan Securities Llc | Milwaukee | WI | 08/2025 | Present |
Entity Name: Milwaukee Parks Foundation Investment related: Yes Address: 1531 W Vliet St., Milwaukee, WI 53205 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/01/2024 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Private foundation supporting Milwaukee park projects. I am on the investment and finance committee. Part of the group that gives guidance on cash management and reviews the budget. No connection to JPMorganChase.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-25 |
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