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Stephen Thomas Abbott

Davenport & Company LLC

Richmond, VA

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Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-07-16
  • VA RA
    APPROVED
    Since 2018-07-16

Branch Locations

One James Center 901 E. Cary Street, Richmond, VA 23219 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2015 06/2018
Suntrust Advisory Services, Inc Atlanta GA 01/2018 06/2018
Davenport & Company Llc Richmond VA 06/2018 Present
  • 05/2015 → 06/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 01/2018 → 06/2018
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 06/2018 → Present
    Davenport & Company Llc
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-13
S63 Uniform Securities Agent State Law Examination 2016-03-05
  • S66 Uniform Combined State Law Examination
    2018-03-13
  • S63 Uniform Securities Agent State Law Examination
    2016-03-05
Other Names
  • Stephen Abbott

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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