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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-10 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Austin | TX | 03/2012 | 04/2024 |
| Wells Fargo Advisors, Llc | Austin | TX | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 04/2024 |
| Frost Brokerage Sevices, Inc. | Austin | TX | 04/2024 | Present |
(1) Senor Vending Machine, LLC; Non-investment related; Austin, TX; Single vending machine for snacks; Proprietor; Started 05/2021; Approx. 2 hrs/mo; Not during trading hours; Refill machine monthly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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