Best Investors Account Sign in
Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-10
  • TX RA
    APPROVED
    Since 2024-04-10

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Austin TX 03/2012 04/2024
Wells Fargo Advisors, Llc Austin TX 10/2014 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 04/2024
Frost Brokerage Sevices, Inc. Austin TX 04/2024 Present
  • 03/2012 → 04/2024
    Wells Fargo Bank, Na
    Austin, TX
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Austin, TX
  • 11/2016 → 04/2024
    Austin, TX
  • 04/2024 → Present
    Frost Brokerage Sevices, Inc.
    Austin, TX
Previous Registrations
Other Businesses

(1) Senor Vending Machine, LLC; Non-investment related; Austin, TX; Single vending machine for snacks; Proprietor; Started 05/2021; Approx. 2 hrs/mo; Not during trading hours; Refill machine monthly.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-16
S63 Uniform Securities Agent State Law Examination 2014-11-26
  • S65 Uniform Investment Adviser Law Examination
    2015-03-16
  • S63 Uniform Securities Agent State Law Examination
    2014-11-26

View on SEC IAPD

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor