Best Investors Account Sign in

Yubi Li

J.P. Morgan Securities LLC

Palo Alto, CA

San Francisco, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-09
TX RA APPROVED 2025-01-09
  • CA RA
    APPROVED
    Since 2025-01-09
  • TX RA
    APPROVED
    Since 2025-01-09

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Cupertino CA 10/2014 11/2016
Wells Fargo Bank, Na Cupertino CA 12/2013 11/2022
Wells Fargo Clearing Services, Llc Cupertino CA 11/2016 11/2022
First Republic Securities Company, Llc Palo Alto CA 11/2022 10/2023
First Republic Investment Management, Inc Palo Alto CA 11/2022 10/2023
J.P. Morgan Securities Llc Palo Alto CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 10/2023 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Cupertino, CA
  • 12/2013 → 11/2022
    Wells Fargo Bank, Na
    Cupertino, CA
  • 11/2016 → 11/2022
    Wells Fargo Clearing Services, Llc
    Cupertino, CA
  • 11/2022 → 10/2023
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 11/2022 → 10/2023
    First Republic Investment Management, Inc
    Palo Alto, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
Previous Registrations
  • 2016-03-30 → 2022-11-17
    Wells Fargo Clearing Services, Llc
    San Leandro, CA
    Cupertino, CA
    Mountain View, CA
    San Jose, CA
    San Leandro, CA
    San Jose, CA
    Palo Alto, CA
    Roseville, CA
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-18
S63 Uniform Securities Agent State Law Examination 2014-11-26
  • S66 Uniform Combined State Law Examination
    2024-12-18
  • S63 Uniform Securities Agent State Law Examination
    2014-11-26

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC
DCVC BIO
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLEY CAPITAL MANAGEMENT, LLC
LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor