Richard Wager

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-08
NJ	RA	APPROVED	2021-01-28

TX RA
APPROVED

Since 2021-02-08
NJ RA
APPROVED

Since 2021-01-28

Branch Locations

2 Tower Center Blvd, East Brunswick, NJ 08816 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Kenilworth	NJ	09/2014	11/2016
Wells Fargo Bank Na	Kenilworth	NJ	10/2011	11/2020
Wells Fargo Clearing Services, Llc	Kenilworth	NJ	11/2016	11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Brunswick	NJ	11/2020	Present

09/2014 → 11/2016

Wells Fargo Advisors, Llc

Kenilworth, NJ
10/2011 → 11/2020

Wells Fargo Bank Na

Kenilworth, NJ
11/2016 → 11/2020

Wells Fargo Clearing Services, Llc

Kenilworth, NJ
11/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Brunswick, NJ

Other Businesses

I*5468268, Entity Type: , Name of OBA: olive garden, Address: east brunswick, New Jersey, 08816, Investment Related: N, Position, Title, Association: part time job , Employee Start Date: 08/24/2026, No Hours: 12 Weekly, No Hours during Trading: 0 Weekly, Duties: Bartending and Serving Guests part time job

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-26
S63	Uniform Securities Agent State Law Examination	2015-02-18

S66 Uniform Combined State Law Examination

2021-01-26
S63 Uniform Securities Agent State Law Examination

2015-02-18

Other Names

Ricky Wager
Richard Brian Wager

View on SEC IAPD