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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-03 |
Branch Locations
8903 Commercial Street, New Minas, Nova Scotia B4N 3E1 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
Aylesford, Nova Scotia • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd | New Minas, Nova Scotia | 10/2014 | Present | |
| Raymond James Ltd | New Minas, Nova Scotia | 05/2006 | Present |
1. RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. STEPHEN BISHOP IS LOCATED AT 8903 COMMERCIAL STREET, NEW MINAS NOVA SCOTIA CANADA B4N 3E1 AND HAS BEEN EMPLOYED SINCE MAY 19, 2006. HE IS A FULL TIME AGENT AND HISTITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 200 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. 2. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. STEPHEN BISHOP IS LOCATED AT 8903 COMMERCIAL STREET, NEW MINAS NOVA SCOTIA CANADA B4N 3E1 AND HAS BEEN LICENSED WITH RJFP SINCE JUNE 12, 2006. HE IS A FULL-TIME AGENT. HE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3. 3137972 NOVA SCOTIA LIMITED IS NOT INVESTMENT-RELATED AND IS LOCATED AT 8903 COMMERCIAL STREET, NEW MINAS NOVA SCOTIA CANADA B4N 3E1. IT IS A HOLDING COMPANY FOR MY REAL ESTATE HOLDINGS, OFFICE BUILDING AND MY POSITION/TITLE IS OWNER. THE START DATE OF THE BUSINESS WAS MARCH 30, 2006. I DEVOTE 2 HOURS TO THIS OTHER BUSINESS NOT DURING BUSINESS AND TRADING HOURS. MY DUTIES ARE RELATED TO OWNER OF THE BUILDINGS. 4. STEPHEN BISHOP FINANCIAL SERVICES INC. IS INVESTMENT-RELATED AND IS LOCATED AT 8903 COMMERCIAL STREET, NEW MINAS NOVA SCOTIA CANADA B4N 3E1. IT HOLDS A CORPORATE LIFE LICENSE FOR THE PURPOSE OF INSURANCE SALES (RECEIVES COMMISSION FROM INSURANCE SALES AND MY POSITION/TITLE IS OWNER. THE START DATE OF THE BUSINESS WAS JUNE 21, 2006. I DEVOTE 5 HOURS TO THIS OTHER BUSINESS DURING BUSINESS AND UP TO 1 HOUR DURING TRADING HOURS. MY DUTIES ARE MANAGING THE COMMISSIONS RECEIVED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-21 |
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