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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-02-09 |
Branch Locations
1215 Veterans Memorial Parkway, Tuscaloosa, AL 35404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Tuscaloosa | AL | 09/2014 | 11/2016 |
| Wells Fargo Bank Na | Tuscaloosa | AL | 07/2013 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Tuscaloosa | AL | 11/2016 | 02/2021 |
| Lpl Financial Llc | Tuscaloosa | AL | 02/2021 | 01/2024 |
| Alabama One Credit Union | Tuscaloosa | AL | 02/2021 | Present |
| Osaic | Tuscaloosa | AL | 02/2024 | Present |
1. ALABAMA ONE WEALTH ADVISORY POSITION: Wealth Advisor NATURE: I am employed by Alabama One Credit Union, but our department is called Alabama One Wealth Advisory and I was told it should be disclosed as such INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 02/17/2021 ADDRESS: 1215 Veterans Memorial Pkwy, Tuscaloosa AL 35404, United States DESCRIPTION: Normal duties of a financial or wealth advisor 2. 04/19/2023 - Alabama Rural Electric Wealth Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/11/2021 - 200 Hours Per Month/20 Hours During Securities Trading. 3. TRAVIS SKELTON POSITION: Agent NATURE: Simplicity Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/25/2025 ADDRESS: 1215 Veterans Memorial Pkwy, Tuscaloosa AL 35404, United States DESCRIPTION: Simplicity Group is who we use to write and sell fixed annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-03 |
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