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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-18 |
| TN | RA | APPROVED | 2021-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Franklin | TN | 09/2014 | 11/2016 |
| Wells Fargo Bank Na | Franklin | TN | 12/2013 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Franklin | TN | 11/2016 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 06/2021 | Present |
| Belmont University | Nashville | TN | 01/2019 | 01/2020 |
I*2798284 Entity Type: For Profit Name of OBA: ALBARATI HOLDINGS, LLC Address:THOMPSONS STATION Tennessee Investment Related:No Position, Title, Association:General Partner/Managing Member Start Date:9/30/2025 No Hours: 10 Yearly No Hours during trading:0 Duties:General Partner/Managing Member RENTAL PROPERTY, INV RELATED, BRENTWOOD, TN, 100% OWNERSHIP WITH SPOUSE, START 10/30/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 50% OWNERSHIP WITH SPOUSE, START 10/16/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, RAW LAND. RENTAL PROPERTY, INV RELATED, MADISON, TN, 50% OWNERSHIP WITH SPOUSE, START 10/16/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LOT ONLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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