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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-26
IN RA APPROVED 2024-08-26
  • TX RA
    APPROVED_RES
    Since 2024-11-26
  • IN RA
    APPROVED
    Since 2024-08-26

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 09/2014 08/2017
Jpmorgan Chase Bank N.A. Indianapolis IN 01/2018 06/2019
Jp Morgan Securities Llc Indianapolis IN 01/2018 06/2019
Unemployed Noblesville IN 09/2017 12/2017
Toppers Pizza Carmel IN 08/2018 08/2019
Stifel Nicolaus & Co Inc Indianapolis IN 06/2019 03/2021
Wells Fargo Clearing Services, Llc Indianapolis IN 08/2024 Present
Facet Baltimore MD 03/2021 08/2024
  • 09/2014 → 08/2017
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 01/2018 → 06/2019
    Jpmorgan Chase Bank N.A.
    Indianapolis, IN
  • 01/2018 → 06/2019
    Jp Morgan Securities Llc
    Indianapolis, IN
  • 09/2017 → 12/2017
    Unemployed
    Noblesville, IN
  • 08/2018 → 08/2019
    Toppers Pizza
    Carmel, IN
  • 06/2019 → 03/2021
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
  • 08/2024 → Present
    Indianapolis, IN
  • 03/2021 → 08/2024
    Facet
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-09
S63 Uniform Securities Agent State Law Examination 2015-04-18
  • S66 Uniform Combined State Law Examination
    2024-07-09
  • S63 Uniform Securities Agent State Law Examination
    2015-04-18
Other Names
  • Will Miller
  • William J Miller
  • William Jefferson Miller

View on SEC IAPD

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