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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-26 |
| IN | RA | APPROVED | 2024-08-26 |
Branch Locations
8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 09/2014 | 08/2017 |
| Jpmorgan Chase Bank N.A. | Indianapolis | IN | 01/2018 | 06/2019 |
| Jp Morgan Securities Llc | Indianapolis | IN | 01/2018 | 06/2019 |
| Unemployed | Noblesville | IN | 09/2017 | 12/2017 |
| Toppers Pizza | Carmel | IN | 08/2018 | 08/2019 |
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 06/2019 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 08/2024 | Present |
| Facet | Baltimore | MD | 03/2021 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-18 |
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