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Maryflayne Encarnado Ricamonte

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-12
  • CA RA
    APPROVED
    Since 2021-11-12

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

3624 Geary Blvd, San Francisco, CA 94118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Manila 09/2014 05/2018
J. P. Morgan Chase Bank, N.A. San Francisco CA 07/2019 10/2021
J.P. Morgan Securities Llc San Francisco CA 07/2019 10/2021
Hsbc Electronic Data Processing Philippines Alabang 06/2018 12/2018
Unemployed San Francisco CA 01/2019 06/2019
Wells Fargo Clearing Services, Llc San Francisco CA 10/2021 Present
Wells Fargo Bank, Na San Francisco CA 10/2021 Present
  • 09/2014 → 05/2018
    E*Trade Securities Llc
    Manila
  • 07/2019 → 10/2021
    J. P. Morgan Chase Bank, N.A.
    San Francisco, CA
  • 07/2019 → 10/2021
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 06/2018 → 12/2018
    Hsbc Electronic Data Processing Philippines
    Alabang
  • 01/2019 → 06/2019
    Unemployed
    San Francisco, CA
  • 10/2021 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 10/2021 → Present
    Wells Fargo Bank, Na
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-12
S63 Uniform Securities Agent State Law Examination 2014-11-14
  • S65 Uniform Investment Adviser Law Examination
    2021-11-12
  • S63 Uniform Securities Agent State Law Examination
    2014-11-14
Other Names
  • Mary Flayne Encarnado Ricamonte
  • Maryflayne E Ricamonte

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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