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521 East Morehead Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| NC | RA | APPROVED | 2022-12-06 |
Branch Locations
46 Professional Lane Suite A, Pawleys Island, SC 29585 • United States
521 East Morehead Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Pawley'S Island | SC | 09/2014 | 12/2018 |
| Lpl Financial, Llc | Murrells Inlet | SC | 12/2018 | Present |
| New Republic Capital Llc | Charlotte | NC | 12/2022 | Present |
1. 12/14/18 - Harbor Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/2006 - Time Spent 100%. 2. 12/14/18 - BLACK RIVER PROPERTIES LTD - Investment Related - McClellanville SC 29458 - Real Estate Rental - Part Owner. 3. 3/5/2021 - LGT LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-29 |
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