Inactive

Andrew Moore Smith

Kayne Anderson Rudnick Investment Management, LLC

Los Angeles, CA

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Current Employers

Kayne Anderson Rudnick Investment Management, Llc

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-03
TX	RA	APPROVED	2026-06-03

CA RA
APPROVED

Since 2026-06-03
TX RA
APPROVED

Since 2026-06-03

Branch Locations

Dallas, TX • United States

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kayne Anderson Rudnick Investment Management, Llc	Los Angeles	CA	05/2026	Present
The Ayco Company, L.P./Mercer Allied	Dallas	TX	10/2015	07/2018
Personal Capital Advisors Corporation	Denver	CO	07/2018	04/2023
Mariner Wealth Advisors	Overland Park	KS	04/2023	05/2026

05/2026 → Present

Kayne Anderson Rudnick Investment Management, Llc

Los Angeles, CA
10/2015 → 07/2018

The Ayco Company, L.P./Mercer Allied

Dallas, TX
07/2018 → 04/2023

Personal Capital Advisors Corporation

Denver, CO
04/2023 → 05/2026

Mariner Wealth Advisors

Overland Park, KS

Previous Registrations

2023-04-11 → 2026-05-28

Mariner

Highlands Ranch, CO
2018-07-25 → 2023-03-20

Personal Capital Advisors Corporation

Dallas, TX

Denver, CO

Greenwood Village, CO
2017-07-28 → 2018-06-28

Goldman Sachs Wealth Services, L.P.

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-24

S66 Uniform Combined State Law Examination

2017-07-24

Designations

View on SEC IAPD

More in Dallas, TX

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