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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-09 |
Branch Locations
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Liverpool | NY | 09/2014 | 01/2017 |
| U.S. Securities Associates | Syracuse | NY | 08/2016 | 03/2017 |
| Janney Montgomery Scott Llc | Syarcuse | NY | 01/2017 | 03/2017 |
| Uber | San Francisco | CA | 07/2017 | 12/2017 |
| Janney Montgomery Scott Llc | Syracuse | NY | 03/2017 | 02/2020 |
| Janney Montgomery Scott Llc | Syracuse | NY | 02/2020 | 05/2024 |
| Janney Montgomery Scott Llc | Syracuse | NY | 05/2024 | 05/2025 |
| Rbc Capital Markets, Llc | Syracuse | NY | 05/2025 | Present |
(1) NAME OF ENTITY: IAABO Board 38 ADDRESS: 610 Avery Ave, Syracuse, NY, 13204 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: 02/01/2017 CAPACITY: Contractor DUTIES: I work as a contractor; we work game assignments ranging from youth league basketball, Varsity level High School basketball, and Men's recreational Basketball. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Rotary Club of Eastwood ADDRESS: 2363 James St, Syracuse, 13206 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/07/2018 CAPACITY: Officer, Board of Directors DUTIES: The secretary keeps membership and attendance records. also documents minutes for our board meeting. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-29 |
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