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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-09
  • NY RA
    APPROVED
    Since 2025-05-09

Branch Locations

Syracuse, NY • United States

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Liverpool NY 09/2014 01/2017
U.S. Securities Associates Syracuse NY 08/2016 03/2017
Janney Montgomery Scott Llc Syarcuse NY 01/2017 03/2017
Uber San Francisco CA 07/2017 12/2017
Janney Montgomery Scott Llc Syracuse NY 03/2017 02/2020
Janney Montgomery Scott Llc Syracuse NY 02/2020 05/2024
Janney Montgomery Scott Llc Syracuse NY 05/2024 05/2025
Rbc Capital Markets, Llc Syracuse NY 05/2025 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: IAABO Board 38 ADDRESS: 610 Avery Ave, Syracuse, NY, 13204 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: 02/01/2017 CAPACITY: Contractor DUTIES: I work as a contractor; we work game assignments ranging from youth league basketball, Varsity level High School basketball, and Men's recreational Basketball. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Rotary Club of Eastwood ADDRESS: 2363 James St, Syracuse, 13206 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/07/2018 CAPACITY: Officer, Board of Directors DUTIES: The secretary keeps membership and attendance records. also documents minutes for our board meeting. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2014-10-29
  • S65 Uniform Investment Adviser Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2014-10-29
Designations

View on SEC IAPD

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