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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-16
VA RA APPROVED 2015-03-05
  • TX RA
    APPROVED
    Since 2015-11-16
  • VA RA
    APPROVED
    Since 2015-03-05

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 09/2014 Present
Bank Of America, N.A. Vienna VA 03/2015 Present
Other Businesses

I*1748295Entity Type, Name of OBA: Rental Property 1Address: Ocean ViewDelaware19970Investment Related: NoCompensation: YesPosition, Title, Association: Co-owner with other family members Employee Start Date: 03/11/2024No Hours: Yearly No Hours during trading: 0Duties: I*2480275, Entity Type: , Name of OBA: Rental Property 2, Address: Sterling, Virginia, 20165, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 06/14/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*1747309, Entity Type Entity For Profit, Name of OBA: Tender Homes LLC Address: Sterling, Virginia, 20165 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 03/11/2024 No Hours: 12 yearly No Hours during trading: 0 Duties: To register investment property under if purchased. My responsibility is to sign checks when primary owner, my wife, is not available. I*: 2076264Entity Type: For ProfitName of OBA: Farmland LLCAddress: Winchester, VA 22602Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 11/04/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: This is a property that we are in the process of purchasing. it is a 9+ acre land that has a house in it. We are considering turning it as a farm or rent the house and the land out. My wife is the sole member on the LLC and i will be added on the operating agreement as an owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-04
  • S66 Uniform Combined State Law Examination
    2015-03-04
Other Names
  • Roger Diban Abou Jaoude
  • Roger D Abou Jaoude

View on SEC IAPD

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