Best Investors Account Sign in

Adriana Estefania Soto

Raymond James & Associates, Inc.

Birmingham, MI

Orange, CA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-17
MI RA APPROVED 2022-08-23
  • CA RA
    APPROVED
    Since 2023-07-17
  • MI RA
    APPROVED
    Since 2022-08-23

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Orange, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 09/2014 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 07/2017 08/2022
Bank Of America, N.A. Farmington Hills MI 03/2022 08/2022
Raymond James & Associates, Inc. Irvine CA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-21
  • S66 Uniform Combined State Law Examination
    2017-11-21
Other Names
  • Adriana Estefania Soto
  • Adriana Estefania Soto
  • Adriana Soto

View on SEC IAPD

More in Birmingham, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor