Santos Fernando Aloi

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-11-14
CA	RA	APPROVED	2021-11-11

TX RA
APPROVED_RES

Since 2024-11-14
CA RA
APPROVED

Since 2021-11-11

Branch Locations

2300 Harbor Blvd Ste B, Costa Mesa, CA 92626 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

3925 S Bristol St, Santa Ana, CA 92704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Ladera Ranch	CA	09/2014	11/2016
Wells Fargo Bank, Na	Ladera Ranch	CA	05/2012	Present
Wells Fargo Clearing Services, Llc	Ladera Ranch	CA	11/2016	Present

09/2014 → 11/2016

Wells Fargo Advisors, Llc

Ladera Ranch, CA
05/2012 → Present

Wells Fargo Bank, Na

Ladera Ranch, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Ladera Ranch, CA

Other Businesses

NOTARY PUBLIC; NOT INV RELATED; RANCHO SANTA MARGARITA. CA; NOTARY; START 09/15/2023; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; NOTARIZE DOCUMENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-10
S63	Uniform Securities Agent State Law Examination	2014-11-12

S65 Uniform Investment Adviser Law Examination

2021-11-10
S63 Uniform Securities Agent State Law Examination

2014-11-12

Other Names

Santos F Aloi

View on SEC IAPD

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