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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-28 |
Branch Locations
San Francisco, CA • United States
690 Lee Road, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Funds Distributor, Inc. | Boston | MA | 12/2015 | 06/2017 |
| Amundi Pioneer Distributor, Inc. | Boston | MA | 07/2017 | 12/2020 |
| Amundi Distributor Us, Inc. | Boston | MA | 01/2021 | 02/2025 |
| Polen Capital Management, Llc | San Francisco | CA | 02/2025 | 01/2026 |
| Foreside Funds Distributors, Llc | San Francisco | CA | 02/2025 | 01/2026 |
| Hartford Funds Distributors, Llc | Wayne | PA | 04/2026 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-18 |
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