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Frank Joseph Devito

Charles Schwab & Co., Inc.

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-15
  • NY RA
    APPROVED
    Since 2021-04-15

Branch Locations

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 02/2016 03/2021
Charles Schwab & Co., Inc. New York City NY 03/2021 Present
Charles Schwab Bank, Ssb New York City NY 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-15
S63 Uniform Securities Agent State Law Examination 2014-11-11
  • S66 Uniform Combined State Law Examination
    2015-09-15
  • S63 Uniform Securities Agent State Law Examination
    2014-11-11
Other Names
  • Frank Devito

View on SEC IAPD

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