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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-06-01
RI RA APPROVED 2022-05-25
TX RA APPROVED 2022-05-25
  • MA RA
    APPROVED
    Since 2022-06-01
  • RI RA
    APPROVED
    Since 2022-05-25
  • TX RA
    APPROVED
    Since 2022-05-25

Branch Locations

245 Summer Street, Boston, MA 02210-1129 • United States

Jamaica Plain, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg Thalmann New York NY 12/2015 04/2022
Fidelity Investments Smithfield RI 04/2022 Present
  • 12/2015 → 04/2022
    Ladenburg Thalmann
    New York, NY
  • 04/2022 → Present
    Fidelity Investments
    Smithfield, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-02
  • S66 Uniform Combined State Law Examination
    2021-07-02
Other Names
  • Alex Harrington
  • Alexander Frederick Harrington

View on SEC IAPD

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