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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-02-04
  • AZ RA
    APPROVED
    Since 2020-02-04

Branch Locations

Phoenix, AZ • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

8640 S River Parkway, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2014 02/2017
Mml Investors Services, Llc Phoenix AZ 02/2017 04/2019
Mml Investors Services, Llc Scottsdale AZ 04/2019 12/2019
Edward Jones Tempe AZ 01/2020 Present
Previous Registrations
Other Businesses

"JB Highland Holdings LLC Type: LLC for Rental Properties Date: 05/09/22 Title: Owner Trad Hrs: 0 Tot Hrs: 5 Desc: This LLC covers properties that I own, rent and flip. City-State: Phoenix AZ" * "Liberty Performance Training Type of business: Gym Phoenix, AZ Start date: 4/1/2025 Owner Hours per week: 0 Hours during trading: 0 I have 20% ownership in the business. All day to day activities are carried out by the majority owner." * "Rental Property Type: Rental Property Date: 03/01/22 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: This is a property that I own that I am currently renting out. City-State: Phoenix AZ"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-11
  • S66 Uniform Combined State Law Examination
    2014-11-11
Other Names
  • Jake Brown
  • Jake Daniel Brown

View on SEC IAPD

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