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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-03 |
| CO | RA | APPROVED | 2023-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | San Jose | CA | 09/2014 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Boulder | CO | 07/2016 | 12/2020 |
| Mml Investors Services, Llc | Boulder | CO | 03/2017 | 12/2020 |
| Lpl Financial Llc | Boulder | CO | 07/2023 | Present |
| Lincoln Financial Securities Corporation | Boulder | CO | 12/2020 | 07/2023 |
1- 07/24/2023 - Boulder High School Soccer Coach - Sports Coach - Co 80303 - Not Investment related - 10 Hours per month - Start date: 6/25/2022. 2- 07/24/2023 - Fixed Insurance - Non-Variable Insurance - Selling: Joint Life, Single Life, fixed structured products - At Reported Business Location(s) - 20 Hours per month - Start date: 7/15/2020. 3- 07/24/2023 - Pacific Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 7/17/2023 - 160 Hours per month/ 8 hours during trading 4- 04/30/2026 - Pacific Wealth Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 04/20/2026 - 160 Hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-08 |
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