Best Investors Account Sign in

Peter Richard Holland

LPl Financial LLC

Boulder, CO

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-03
CO RA APPROVED 2023-07-24
  • TX RA
    APPROVED
    Since 2023-08-03
  • CO RA
    APPROVED
    Since 2023-07-24

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc San Jose CA 09/2014 03/2017
Massachusetts Mutual Life Insurance Company Boulder CO 07/2016 12/2020
Mml Investors Services, Llc Boulder CO 03/2017 12/2020
Lpl Financial Llc Boulder CO 07/2023 Present
Lincoln Financial Securities Corporation Boulder CO 12/2020 07/2023
  • 09/2014 → 03/2017
    Metlife Securities Inc
    San Jose, CA
  • 07/2016 → 12/2020
    Massachusetts Mutual Life Insurance Company
    Boulder, CO
  • 03/2017 → 12/2020
    Boulder, CO
  • 07/2023 → Present
    Boulder, CO
  • 12/2020 → 07/2023
    Lincoln Financial Securities Corporation
    Boulder, CO
Previous Registrations
  • 2020-12-14 → 2023-07-25
    Osaic Fs, Inc.
    Boulder, CO
    Boulder, CO
    San Carlos, CA
  • 2017-03-25 → 2020-12-11
    Redwood City, CA
    Boulder, CO
  • 2015-05-05 → 2017-03-25
    Msi Financial Services, Inc.
    San Jose, CA
    Foster City, CA
Other Businesses

1- 07/24/2023 - Boulder High School Soccer Coach - Sports Coach - Co 80303 - Not Investment related - 10 Hours per month - Start date: 6/25/2022. 2- 07/24/2023 - Fixed Insurance - Non-Variable Insurance - Selling: Joint Life, Single Life, fixed structured products - At Reported Business Location(s) - 20 Hours per month - Start date: 7/15/2020. 3- 07/24/2023 - Pacific Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 7/17/2023 - 160 Hours per month/ 8 hours during trading 4- 04/30/2026 - Pacific Wealth Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 04/20/2026 - 160 Hours per month/ 120 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
  • S66 Uniform Combined State Law Examination
    2015-01-08
Other Names
  • Rick Richard Holland
  • Rick Holland
  • Peter Holland

View on SEC IAPD

More in Boulder, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor