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Sean Dwight Gurson

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Walnut Creek, CA

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Current Employers
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Walnut Creek, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Brookfield MO 05/2015 12/2016
Smooth Social Marketing Walnut Creek CA 08/2018 08/2022
Tanius Technology Llc Almo CA 01/2018 08/2018
Full Time Education Walnut Creek CA 12/2016 01/2018
Commerce Home Mortgage San Ramon CA 06/2019 12/2019
T3 Trading Group, Llc New York NY 05/2019 07/2023
Moody's Analytics Walnut Creek CA 02/2022 05/2023
York Solutions Wex Walnut Creek CA 08/2022 05/2023
Unlock Investments Llc Walnut Creek CA 08/2023 Present
  • 05/2015 → 12/2016
    Wells Fargo Advisors, Llc
    Brookfield, MO
  • 08/2018 → 08/2022
    Smooth Social Marketing
    Walnut Creek, CA
  • 01/2018 → 08/2018
    Tanius Technology Llc
    Almo, CA
  • 12/2016 → 01/2018
    Full Time Education
    Walnut Creek, CA
  • 06/2019 → 12/2019
    Commerce Home Mortgage
    San Ramon, CA
  • 05/2019 → 07/2023
    T3 Trading Group, Llc
    New York, NY
  • 02/2022 → 05/2023
    Moody's Analytics
    Walnut Creek, CA
  • 08/2022 → 05/2023
    York Solutions Wex
    Walnut Creek, CA
  • 08/2023 → Present
    Unlock Investments Llc
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-25
S63 Uniform Securities Agent State Law Examination 2014-10-28
  • S65 Uniform Investment Adviser Law Examination
    2023-07-25
  • S63 Uniform Securities Agent State Law Examination
    2014-10-28

View on SEC IAPD

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