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Lucas A Flick

Robert W. Baird & Co. Incorporated

Lake Oswego, OR

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-11-07
  • OR RA
    APPROVED
    Since 2025-11-07

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2015 12/2016
J&B Firearm Sales Inc. Beaverton OR 01/2017 03/2018
J&B Firearm Sales Inc. Beaverton OR 03/2018 02/2020
Unemployed Portland OR 03/2020 02/2021
Multi Sales Inc. La Palma CA 03/2021 07/2021
Unemployed Portland OR 08/2021 09/2021
Fjallraven Usa Retail, Llc Portland OR 10/2021 01/2023
Unemployed Portland OR 02/2023 03/2023
Gee Automotive Portland Xi Llc Portland OR 03/2023 10/2024
Oregon State University Corvallis OR 11/2024 06/2025
Robert W. Baird & Co. Incorporated Lake Oswego OR 07/2025 Present
  • 02/2015 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 01/2017 → 03/2018
    J&B Firearm Sales Inc.
    Beaverton, OR
  • 03/2018 → 02/2020
    J&B Firearm Sales Inc.
    Beaverton, OR
  • 03/2020 → 02/2021
    Unemployed
    Portland, OR
  • 03/2021 → 07/2021
    Multi Sales Inc.
    La Palma, CA
  • 08/2021 → 09/2021
    Unemployed
    Portland, OR
  • 10/2021 → 01/2023
    Fjallraven Usa Retail, Llc
    Portland, OR
  • 02/2023 → 03/2023
    Unemployed
    Portland, OR
  • 03/2023 → 10/2024
    Gee Automotive Portland Xi Llc
    Portland, OR
  • 11/2024 → 06/2025
    Oregon State University
    Corvallis, OR
  • 07/2025 → Present
    Robert W. Baird & Co. Incorporated
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-06
S63 Uniform Securities Agent State Law Examination 2015-03-04
  • S66 Uniform Combined State Law Examination
    2025-11-06
  • S63 Uniform Securities Agent State Law Examination
    2015-03-04
Other Names
  • Lucas Alan Flick

View on SEC IAPD

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