Hunter James Kontz

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-14
TX	RA	APPROVED_RES	2024-11-14

MN RA
APPROVED

Since 2024-11-14
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

214 West College Drive, Marshall, MN 56258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Marshall	MN	01/2016	11/2024
Prudential Insurance Company Of America	Marshall	MN	08/2016	Present
Lpl Enterprise, Llc	Marshall	MN	11/2024	Present

01/2016 → 11/2024

Pruco Securities, Llc.

Marshall, MN
08/2016 → Present

Prudential Insurance Company Of America

Marshall, MN
11/2024 → Present

Lpl Enterprise, Llc

Marshall, MN

Previous Registrations

2016-08-24 → 2024-11-14

Pruco Securities, Llc.

Marshall, MN

Omaha, NE

St. Louis Park, MN

Other Businesses

1) 12/04/2024 - Kontz Financial Group - DBA for our business - DBA for LPL Business (entity for LPL business) - Inv Related - At Marshall, MN - Start Date 08/01/2016 - 160hrs/mth - 160hrs/mth During Trading 2) 11/26/2024 - Kontz Financial Group - Sale of various health insurance and Medicare supplemental insurance products - Non-Variable Insurance - Inv Related - At Marshall, MN - Start Date 09/19/2019 - 10hrs/mth - 10hrs/mth During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-26

S66 Uniform Combined State Law Examination

2016-07-26

View on SEC IAPD