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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-30
  • CA RA
    APPROVED
    Since 2018-04-30

Branch Locations

Verona, NJ • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds New York NY 03/2018 01/2020
Capital Bank And Trust Company Atlanta GA 07/2015 03/2018
American Funds Los Angeles CA 01/2020 04/2022
Capital Group - American Funds Distributors, Inc. Los Angeles CA 04/2022 03/2025
Capital Client Group, Inc. Los Angeles CA 03/2025 Present
  • 03/2018 → 01/2020
    American Funds
    New York, NY
  • 07/2015 → 03/2018
    Capital Bank And Trust Company
    Atlanta, GA
  • 01/2020 → 04/2022
    American Funds
    Los Angeles, CA
  • 04/2022 → 03/2025
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 03/2025 → Present
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    2018-04-23
Designations

View on SEC IAPD

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