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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-08-08
  • PA RA
    APPROVED
    Since 2017-08-08

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Broomall, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Radnor PA 05/2014 Present
Mml Investors Services Radnor PA 09/2014 Present
  • 05/2014 → Present
    Mass Mutual
    Radnor, PA
  • 09/2014 → Present
    Mml Investors Services
    Radnor, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-20
S63 Uniform Securities Agent State Law Examination 2015-05-11
  • S65 Uniform Investment Adviser Law Examination
    2017-07-20
  • S63 Uniform Securities Agent State Law Examination
    2015-05-11

View on SEC IAPD

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