Lawrence Michael Mroczkowski

Current Employers

Employment History

• 06/2014 → Present
  Lpl Financial Llc
  Oshkosh, WI
• 06/2014 → 03/2022
  Citizens First Credit Union
  Oshkosh, WI
• 03/2015 → 03/2022
  Verve Wealth Management
  Oshkosh, WI
• 08/2023 → Present
  Valley Wealth Management Llc
  Oshkosh, WI

Previous Registrations

• 2014-02-07 → 2014-06-16
  Landolt Securities, Inc.
  Oshkosh, WI
  Lake Bluff, IL

Other Businesses

1. 03/03/2022 - Valley Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Start Date - 03/31/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 05/31/2022 - LarJen LLC - Investment Related - Home Based - Real Estate Rental - Start Date - 07/01/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 3.10/20/2023 - Valley Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/09/2023 - 160 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through Valley Wealth Management, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-07

Other Names

• Larry Mroczkowski
• Lawrence Michael Mroczkowdki