Leland Gene Frank

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-01
CO	RA	APPROVED	2012-07-06

TX RA
APPROVED_RES

Since 2025-12-01
CO RA
APPROVED

Since 2012-07-06

Branch Locations

2 Garden Ctr, Broomfield, CO 80020 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Greenwood Village	CO	06/2012	11/2016
Wells Fargo Bank	Longmont	CO	06/2012	Present
Wells Fargo Clearing Services, Llc	Greenwood Village	CO	11/2016	Present

06/2012 → 11/2016

Wells Fargo Advisors Llc

Greenwood Village, CO
06/2012 → Present

Wells Fargo Bank

Longmont, CO
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greenwood Village, CO

Previous Registrations

2012-03-29 → 2012-06-22

Msi Financial Services, Inc.

Greenwood Village, CO

Other Businesses

VOICE ACTOR; NOT INVESTMENT RELATED; BROOMFIELD,CO; INDEPENDENT CONTRACTOR; START DATE 06/21/2020; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; VOICE ACTOR FOR CHILDREN'S BOOKS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-09

S66 Uniform Combined State Law Examination

2012-03-09

Other Names

Leland Frank

View on SEC IAPD