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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-16
  • MN RA
    APPROVED
    Since 2025-07-16

Branch Locations

Maple Grove, MN • United States

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Roseville MN 08/2014 09/2016
Scottrade, Inc. Minneapolis MN 09/2016 03/2018
Thrivent Financial Appleton WI 03/2018 04/2023
Thrivent Investment Management Inc Minneapolis MN 03/2018 04/2023
Angeno's Pizza And Pasta Maple Grove MN 11/2022 04/2023
Fidelity Investments Edina MN 04/2023 03/2024
Thrivent Advisor Network D/B/A Crossroads Financial Group Minnetonka MN 03/2024 07/2025
Purshe Kaplan Sterling Investments Albany NY 04/2024 09/2024
Thrivent Investment Management Inc. Minnetonka MN 09/2024 07/2025
Rbc Capital Markets, Llc Minneapolis MN 07/2025 Present
  • 08/2014 → 09/2016
    Wells Fargo Advisors
    Roseville, MN
  • 09/2016 → 03/2018
    Scottrade, Inc.
    Minneapolis, MN
  • 03/2018 → 04/2023
    Thrivent Financial
    Appleton, WI
  • 03/2018 → 04/2023
    Minneapolis, MN
  • 11/2022 → 04/2023
    Angeno's Pizza And Pasta
    Maple Grove, MN
  • 04/2023 → 03/2024
    Fidelity Investments
    Edina, MN
  • 03/2024 → 07/2025
    Thrivent Advisor Network D/B/A Crossroads Financial Group
    Minnetonka, MN
  • 04/2024 → 09/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2024 → 07/2025
    Minnetonka, MN
  • 07/2025 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

DOMINO'S PIZZA POSITION: Delivery Expert NATURE: Restaurant - Pizza - Fast-casual INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2024 ADDRESS: 13590 Grove Dr, Maple Grove MN 55369, United States DESCRIPTION: Pizza delivery using my personal vehicle.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-08
S63 Uniform Securities Agent State Law Examination 2014-11-04
  • S66 Uniform Combined State Law Examination
    2017-03-08
  • S63 Uniform Securities Agent State Law Examination
    2014-11-04
Other Names
  • Timothy Faig
  • Timothy Paul Faig
  • Tim Faig

View on SEC IAPD

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