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Richard Andrew Carey

Fiducient Advisors LLC

Chicago, IL

Windsor, CT

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Current Employers
Fiducient Advisors Llc

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-24
  • CT RA
    APPROVED
    Since 2023-05-24

Branch Locations

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

100 Northfield Drive, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiducient Advisors Llc Windsor CT 07/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
  • S66 Uniform Combined State Law Examination
    2015-02-23
Designations
Other Names
  • Richard Carey

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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