Marc Thomas Deangelo

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-03-11
NY	RA	APPROVED	2024-02-21

CT RA
APPROVED

Since 2024-03-11
NY RA
APPROVED

Since 2024-02-21

Branch Locations

Guilford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	New York	NY	06/2016	07/2022
B. Riley Wealth Management	Goshen	NY	07/2022	Present
B. Riley Wealth Advisors	Memphis	TN	02/2024	Present

06/2016 → 07/2022

National Securities Corporation

New York, NY
07/2022 → Present

B. Riley Wealth Management

Goshen, NY
02/2024 → Present

B. Riley Wealth Advisors

Memphis, TN

Other Businesses

1. B. Riley Wealth Insurance Corporation; Investment-Related; Same address as BRWM; Life and health insurance sales; Agent; Start Date: 04/2022; 40 hrs/month devoted during securities trading hrs. 2. Marc-DeAngelo.com; Investment related; Same address as BRWM; Marketing name for financial securities business conducted through B. Riley Wealth Management; start date 7/2024. 40 hours/ week devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-19
S63	Uniform Securities Agent State Law Examination	2006-06-20

S65 Uniform Investment Adviser Law Examination

2023-12-19
S63 Uniform Securities Agent State Law Examination

2006-06-20

Other Names

Marc Gordon
Marc Thomas Deangelo

View on SEC IAPD