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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-03 |
| TX | RA | APPROVED | 2025-10-03 |
Branch Locations
Pittsburgh, PA • United States
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 11/2011 | 03/2017 |
| Bank Of America N.A. | Pittsburgh | PA | 11/2011 | 03/2017 |
| Ubs Financial Services | Canonsburg | PA | 03/2017 | 10/2025 |
| Ubs Bank Usa | Canonsburg | PA | 03/2017 | 10/2025 |
| Rbc Capital Markets, Llc | Sewickley | PA | 10/2025 | Present |
| City National Bank | Sewickley | PA | 03/2026 | Present |
1) NAME OF OTHER BUSINESS:Communities in Schools - Pittsburgh-Allegheny County / INVESTMENT RELATED?: N / ADDRESS: 3856 S Water Street, Pittsburgh / NATURE OF THE BUSINESS:To surround students of the greater Pittsburgh region with a community of support empowering them to achieve in school and succeed in life/ POSITION:Member of Board of directors / DUTIES:Secretary / START DATE:6/1/2016 / HOURS DEVOTED TO BUSINESS: NA 2) NAME OF OTHER BUSINESS:Northland Public Library Foundation / INVESTMENT RELATED?: N / ADDRESS: 300 Cumberland Road Pittsburgh/ NATURE OF THE BUSINESS: Serve on the Board of Directors - Fundraising Committee / POSITION:Officer/ DUTIES:Serve on the Board of Directors and be a part of the Fundraising Committee and Governance Committee. Elected to Vice President start date August 2023. / START DATE: 10/1/2020 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-23 |
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