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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-03
TX RA APPROVED 2025-10-03
  • PA RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-03

Branch Locations

Pittsburgh, PA • United States

1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 11/2011 03/2017
Bank Of America N.A. Pittsburgh PA 11/2011 03/2017
Ubs Financial Services Canonsburg PA 03/2017 10/2025
Ubs Bank Usa Canonsburg PA 03/2017 10/2025
Rbc Capital Markets, Llc Sewickley PA 10/2025 Present
City National Bank Sewickley PA 03/2026 Present
  • 11/2011 → 03/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pittsburgh, PA
  • 11/2011 → 03/2017
    Bank Of America N.A.
    Pittsburgh, PA
  • 03/2017 → 10/2025
    Ubs Financial Services
    Canonsburg, PA
  • 03/2017 → 10/2025
    Ubs Bank Usa
    Canonsburg, PA
  • 10/2025 → Present
    Sewickley, PA
  • 03/2026 → Present
    City National Bank
    Sewickley, PA
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS:Communities in Schools - Pittsburgh-Allegheny County / INVESTMENT RELATED?: N / ADDRESS: 3856 S Water Street, Pittsburgh / NATURE OF THE BUSINESS:To surround students of the greater Pittsburgh region with a community of support empowering them to achieve in school and succeed in life/ POSITION:Member of Board of directors / DUTIES:Secretary / START DATE:6/1/2016 / HOURS DEVOTED TO BUSINESS: NA 2) NAME OF OTHER BUSINESS:Northland Public Library Foundation / INVESTMENT RELATED?: N / ADDRESS: 300 Cumberland Road Pittsburgh/ NATURE OF THE BUSINESS: Serve on the Board of Directors - Fundraising Committee / POSITION:Officer/ DUTIES:Serve on the Board of Directors and be a part of the Fundraising Committee and Governance Committee. Elected to Vice President start date August 2023. / START DATE: 10/1/2020 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-05
S63 Uniform Securities Agent State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2020-10-05
  • S63 Uniform Securities Agent State Law Examination
    2014-12-23
Other Names
  • Jennefer Bartholomew Stauffer
  • Jennefer Joshina Bartholomew

View on SEC IAPD

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