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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-04
  • CA RA
    APPROVED
    Since 2016-06-04

Branch Locations

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Glendale CA 09/2014 Present
Royal Alliance Los Angeles CA 02/2016 Present
  • 09/2014 → Present
    New York Life Insurance Company
    Glendale, CA
  • 02/2016 → Present
    Royal Alliance
    Los Angeles, CA
Other Businesses

1) New World Financial and Insurance Services, Inc; Not investment related; 11835 West Olympic Boulevard, Suite 1155 East, Los Angeles 90064:Insurance Representative; 11-Feb-2016; Hours :10; Security Hours: 3; Provide insurance to those who have the need for coverage. Life, annuity, long term care, etc 2) INVESTMENT ADVISOR REPRESENTATIVE; POSITION: Investment Advisor Representative NATURE: Independent contractor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/06/2016; ADDRESS: 11835 West Olympic Boulevard Suite 1155 East, NWF Advisory Group, Los Angeles CA 90064 DESCRIPTION: I'm an Investment Advisor Representative conduvting fee based businesS 3) ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 15821 Ventura Blvd., Suite 660, Encino CA 91436, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-13
S63 Uniform Securities Agent State Law Examination 2015-05-11
  • S65 Uniform Investment Adviser Law Examination
    2016-05-13
  • S63 Uniform Securities Agent State Law Examination
    2015-05-11

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