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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-04 |
Branch Locations
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Glendale | CA | 09/2014 | Present |
| Royal Alliance | Los Angeles | CA | 02/2016 | Present |
1) New World Financial and Insurance Services, Inc; Not investment related; 11835 West Olympic Boulevard, Suite 1155 East, Los Angeles 90064:Insurance Representative; 11-Feb-2016; Hours :10; Security Hours: 3; Provide insurance to those who have the need for coverage. Life, annuity, long term care, etc 2) INVESTMENT ADVISOR REPRESENTATIVE; POSITION: Investment Advisor Representative NATURE: Independent contractor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/06/2016; ADDRESS: 11835 West Olympic Boulevard Suite 1155 East, NWF Advisory Group, Los Angeles CA 90064 DESCRIPTION: I'm an Investment Advisor Representative conduvting fee based businesS 3) ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 15821 Ventura Blvd., Suite 660, Encino CA 91436, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-11 |
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