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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED | 2024-09-19 |
Branch Locations
301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Pittsburgh | PA | 02/2015 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Pittsburgh | PA | 09/2024 | Present |
I*84730 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANIMAL FRIENDS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 562 CAMP HORNE RD, PITTSBURGH, PENNSYLVANIA 15237 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/2/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ANIMAL FRIENDS IS A NON-PROFIT COMPANION ANIMAL RESOURCE CENTER SERVING THE NEEDS OF PETS AND PEOPLE. I AM ON THE SUB-COMMITTEES FOR ANIMAL FRIENDS. MY RESPONSIBILITIES INCLUDE ATTENDING MEETINGS, FUNDRAISING, AND DOG WALKING. I*84733 For profit or not for profit: Non-Profit Organization Name of outside business organization: Girl's Hope of Pittsburgh Investment related: N Address of business: Coraopolis, Pennsylvania 15108 Nature of business: Charitable Organization, Position, title, association: Committee Member, Treasurer Start date of relationship: 4/1/2013 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Girls Hope provides a well-balanced, nurturing home and quality education through college for academically capable girls. My responsibilities include attending meetings, fundraising, and hosting dinners at the Girl's Hope homes. The Young Leadership
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 2015-08-10 |
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