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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-18 |
| ID | RA | APPROVED | 2015-10-06 |
Branch Locations
6663 N Glenwood St, Boise, ID 83714 • United States
34 S Main Street, Payette, ID 83661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Rupp | Eagle | ID | 09/2008 | Present |
| Summit Brokerage Services Inc | Boise | ID | 08/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Boise | ID | 10/2015 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group Inc | Boise | ID | 09/2019 | 05/2021 |
| Rsk, Llc | Payette | ID | 04/2022 | Present |
| Mark Rupp (Notary) | Boise | ID | 01/2026 | Present |
(1) CAPITAL FINANCIAL SOLUTIONS, LLC; SINCE 10/01/2010; 6663 N. GLENWOOD ST., BOISE, ID, 83714; PARTNER; DBA FOR FINANCIAL ADVISOR WITH SUMMIT BROKERAGE SERVICES; FINANCIAL ADVISOR WITH SBS; WE HAVE A BUSINESS CHECKING ACCOUNT TO PAY BUSINESS EXPENSES.; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY DURING TRADING (2) MARK RUPP; SINCE 01/01/2006; 6663 N. GLENWOOD ST., BOISE, ID, 83714; SELF; BUY/SELL/RENT REAL ESTATE FOR SELF.; I COLLECT RENT, SALES PROCEEDS FROM SALE OF PROPERTIES I OWN.; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (3) MARK RUPP; SINCE 08/02/2006; SAME AS BRANCH ADDRESS; WEALTH MANAGER; SELL FIXED INSURANCE PRODUCTS; 1-10 HOURS SPENT ON ACTIVITY PER MONTH, 1-10 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS (4) RUPP FINANCIAL COMPANIES, INC; SINCE 04/01/2013; OWNER/PRESIDENT; OWNER, YEARLY MEETINGS, MONTHLY BANKING AND TAX PAYMENTS SELL FIXED INSURANCE PRODUCTS, LIFE, DI, LTC;SOME OUTSIDE FIXED INSURANCE COMMISSIONS GO INTO THIS ACCOUNT. I SWEEP MY COMMISSIONS FROM SUMMIT TO THIS ACCOUNT.; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (5) MDS ACQUISITIONS, LLC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; OPERATING ENTITY TO RUN BRANCH OFFICE; OWNER; STARTED 3/14/2018; APX 5 HOURS/MONTH, APX 5 DURING TRADING; write checks for office expenses and to pay for the purchase (6) NAME OF OTHER BUSINESS: RSK, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGER, JANITOR, HANDY MAN,BILL COLLECTION AND PAYABLES; (7) (7) NAME OF OTHER BUSINESS: CONSERVATION VOTERS FOR IDAHO EDUCATION FUND ; INVESTMENT RELATED: NO ; ADDRESS: 413 W. IDAHO STREET SUITE 100 BOISE, ID 83702 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 1/2026 ; POSITION/TITLE/RELATIONSHIP: VICE BOARD CHAIR, MEMBER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES SUPPORT THE BOARDS OPERATIONS, MEETINGS, AND BOARD MEMBERS TO BE MORE ENGAGED, AND WITH INCREASED PARTICIPATION. AREAS OF INVOLVEMENT MAY INCLUDED GOVERNANCE, BOARD MEMBER RECRUITMENT, MENTORING, AND SUPPORT, FUND RAISING, AND OTHER ITEMS THE BOARD CHAIR NEEDS HELP; (8) NAME OF OTHER BUSINESS: MARK RUPP, (Notary) INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY START DATE: 1/26/26 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: NOTARIZE BUSINESS RELATED ITEMS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-24 |
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