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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-08-29 |
Branch Locations
2859 Paces Ferry Rd Se Ste 1200, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Marietta | GA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marietta | GA | 11/2016 | 11/2021 |
| Cetera Advisors Llc | St. Cloud | MN | 11/2021 | Present |
| David Lingel | Marietta | GA | 11/2021 | 08/2022 |
| Joshua Eisenberg | Flagler Beach | FL | 08/2022 | Present |
| David Faison | Atlanta | GA | 08/2022 | Present |
| Andrew Runnion | Atlanta | GA | 08/2022 | Present |
| Frank Conner | Atlanta | GA | 08/2022 | Present |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 08/2022 | Present |
| Eric Porter | Atlanta | GA | 05/2024 | Present |
| James Brooker | Atlanta | GA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-22 |
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