Branden A Murphy

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-17

FL RA
APPROVED

Since 2024-09-17

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Westlake	TX	09/2014	06/2024
Charles Schwab & Co., Inc.	Orlando	FL	02/2022	Present

09/2014 → 06/2024

Td Ameritrade

Westlake, TX
02/2022 → Present

Charles Schwab & Co., Inc.

Orlando, FL

Previous Registrations

2017-12-13 → 2022-10-14

Td Ameritrade, Inc.

Westlake, TX

Southlake, TX

Omaha, NE

Westlake, TX
2017-12-13 → 2018-11-29

Td Ameritrade Investment Management, Llc

Southlake, TX

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-12
S63	Uniform Securities Agent State Law Examination	2014-11-25

S66 Uniform Combined State Law Examination

2017-12-12
S63 Uniform Securities Agent State Law Examination

2014-11-25

Other Names

Branden Murphy Rtl Ld
Branden Murphy
Branden Murphy

View on SEC IAPD