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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-25
NY RA APPROVED 2024-06-20
  • NJ RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2024-06-20

Branch Locations

66 Hudson Boulevard, New York City, NY 10001 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2014 10/2023
Consilio New York NY 01/2024 04/2024
Hsbc Technology & Services Usa New York NY 04/2024 Present
Hsbc Securities (Usa) Inc New York NY 06/2024 Present
  • 09/2014 → 10/2023
    New York, NY
  • 01/2024 → 04/2024
    Consilio
    New York, NY
  • 04/2024 → Present
    Hsbc Technology & Services Usa
    New York, NY
  • 06/2024 → Present
    New York, NY
Previous Registrations
  • 2017-08-24 → 2023-11-02
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-24
  • S66 Uniform Combined State Law Examination
    2017-08-24

View on SEC IAPD

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