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Current Employers
Goldstone Financial Group, Llc

18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-07-28
IL RA APPROVED 2015-08-04
  • TN RA
    APPROVED
    Since 2022-07-28
  • IL RA
    APPROVED
    Since 2015-08-04

Branch Locations

18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States

725 Cool Springs Suite 600, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldstone Financial Group Oakbrook Terrace IL 01/2004 Present
Goldstone Financial Group, Llc Oakbrook Terrace IL 08/2015 Present
Previous Registrations
Other Businesses

1) Licensed Insurance Agent offering Life and Fixed Annuity Sales 2) Triad Partners, LLC - FMO, Receives compensation for recruitment and coaching of insurance agents 3) Minority co-owner of Nationwide Investment Solutions, LLC. The entity is a minority shareholder of Registered Investment Adviser Triad Wealth Partners, LLC, located at 730 New Hampshire St. Unit 222 Lawrence, KS and registered in June 2023. Equity holder only, not engaged in business operations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-25
  • S65 Uniform Investment Adviser Law Examination
    2014-07-25
Other Names
  • Anthony Pellegrino
  • Anthony Pellegrino

View on SEC IAPD

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