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Round Rock, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Austin | TX | 12/2016 | 02/2018 |
| Self | Austin | TX | 07/2016 | 12/2016 |
| Thrifty Scotty Financial, Llc | Round Rock | TX | 01/2018 | Present |
Scott Wallace is licensed to sell life and health insurance, however, he is no longer affiliated with any insurance organizations and will not sell insurance products to clients or prospective clients of TSF, therefore this does not account for any of his time.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-11 |
| S65 | Uniform Investment Adviser Law Examination | 2014-09-08 |
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