Janet L Elliott

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
CA	RA	APPROVED	2007-12-14

TX RA
APPROVED_RES

Since 2021-03-08
CA RA
APPROVED

Since 2007-12-14

Branch Locations

Bakersfield, CA • United States

4900 California Ave Ste 120B, Bakersfield, CA 93309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Bakersfield	CA	04/2006	Present
Principal Life Insurance Company	Bakersfield	CA	04/2006	Present

04/2006 → Present

Principal Securities Inc

Bakersfield, CA
04/2006 → Present

Principal Life Insurance Company

Bakersfield, CA

Other Businesses

***VARIOUS CARRIERS,06/2009,SELLS/SERVICES IND/GRP HEALTH INS.***PRINCIPAL PRODUCT NETWORK(PPN), 01/2010,BROKER. **RENTAL PROPERTY, OWNER, 9/29/11.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-13
S63	Uniform Securities Agent State Law Examination	2006-07-08

S65 Uniform Investment Adviser Law Examination

2007-12-13
S63 Uniform Securities Agent State Law Examination

2006-07-08

Other Names

Janet Lee Quiram

View on SEC IAPD