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Richard Thaddeus Deary

Loop Capital Asset Management

Miami, FL

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Current Employers
Loop Capital Asset Management

1001 Brickell Bay Drive Suite 2100, Miami, FL 33131-4940 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-24
  • TX RA
    APPROVED_RES
    Since 2023-05-24

Branch Locations

1001 Brickell Bay Drive Suite 2100, Miami, FL 33131-4940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zega Financial, Llc Columbia MD 03/2016 06/2017
Unemployed North Myrtle Beach SC 06/2017 01/2018
Miles Capital, Inc. West Des Moines IA 01/2018 03/2020
Pma Asset Management, Llc Naperville IL 03/2020 03/2021
Loop Capital Asset Management - Tch Llc Miami FL 08/2022 Present
Unemployed Raleigh NC 03/2021 05/2022
Foundation Source Fairfield CT 05/2022 07/2022
  • 03/2016 → 06/2017
    Zega Financial, Llc
    Columbia, MD
  • 06/2017 → 01/2018
    Unemployed
    North Myrtle Beach, SC
  • 01/2018 → 03/2020
    Miles Capital, Inc.
    West Des Moines, IA
  • 03/2020 → 03/2021
    Pma Asset Management, Llc
    Naperville, IL
  • 08/2022 → Present
    Loop Capital Asset Management - Tch Llc
    Miami, FL
  • 03/2021 → 05/2022
    Unemployed
    Raleigh, NC
  • 05/2022 → 07/2022
    Foundation Source
    Fairfield, CT
Previous Registrations
  • 2020-04-22 → 2021-03-16
    Ptma Investment Advisors
    Raleigh, NC
  • 2018-03-28 → 2020-04-13
    Miles Capital, Inc.
    Raleigh, NC
    West Des Moines, IA
  • 2016-04-27 → 2017-06-26
    Zega Financial, Llc
    Columbia, MD
    Palm Beach Gardens, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-27
  • S65 Uniform Investment Adviser Law Examination
    2016-04-27
Other Names
  • Richard Thaddeus Deary
  • Richard T Deary

View on SEC IAPD

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EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
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