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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-03
OR RA APPROVED 2026-02-03
WA RA APPROVED 2019-10-24
  • CA RA
    APPROVED
    Since 2026-02-03
  • OR RA
    APPROVED
    Since 2026-02-03
  • WA RA
    APPROVED
    Since 2019-10-24

Branch Locations

5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Glen Ellyn IL 09/2014 09/2016
Fisher Investments Camas WA 10/2016 05/2019
Unemployed/Extended Travel Vancouver WA 06/2019 07/2019
Guardian Life Insurance Company Of America Lake Oswego OR 07/2019 Present
Park Avenue Securities Lake Oswego OR 07/2019 Present
  • 09/2014 → 09/2016
    Lincoln Financial Advisors Corporation
    Glen Ellyn, IL
  • 10/2016 → 05/2019
    Camas, WA
  • 06/2019 → 07/2019
    Unemployed/Extended Travel
    Vancouver, WA
  • 07/2019 → Present
    Guardian Life Insurance Company Of America
    Lake Oswego, OR
  • 07/2019 → Present
    Park Avenue Securities
    Lake Oswego, OR
Previous Registrations
Other Businesses

BARTENDER START DATE: 08/05/2019 ADDRESS: 1126 SW MORRISON ST, PORTLAND OR 97205 30 HOURS PER MONTH/6 DURING TRADING TIMES NON INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
  • S66 Uniform Combined State Law Examination
    2015-03-30
Other Names
  • Klocko L Kristen
  • Klocko Leigh Kristen
  • Kristen Leigh Klocko
  • Kristen Klocko

View on SEC IAPD

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